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Associate
| TEL |
+82-2-6386-7963 |
| E-MAIL |
yongjin.kim@leeko.com |
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Yong Jin Kim is an attorney in Lee & Ko’s Banking & Finance Practice Group. He advises clients on a broad range of financial regulatory matters, including regulatory supervision, inspections, investigations, enforcement actions, sanctions, and financial dispute resolution. Prior to joining Lee & Ko, Mr. Kim served for four years at the Financial Supervisory Service, where he gained hands-on experience in regulatory inspections and enforcement matters involving securities companies, asset management companies, private fund managers, and other financial institutions. His experience also includes financial dispute resolution matters involving investment products, banks, and other financial institutions. Drawing on his regulatory experience at the FSS, Mr. Kim provides practical and strategic advice to financial institutions and market participants on regulatory compliance, inspections, sanctions, and dispute-related issues.
学歴
| 2021 |
Sogang University Law School – J.D. |
| 2017 |
Korea University – B.A. in International Studies |
経歴
| 2026-Present |
Lee & Ko |
| 2022-2026 |
Financial Supervisory Service |
| -2024-2026 |
Financial Investment Examination Department 2 |
| -2022-2023 |
Dispute Settlement Department 3(Investment Team and Bank Team) |
| 2021 |
Myeongji |
主な業務分野
| 金融規制 |
| 銀行・金融持株会社 |
| 証券 |
| 資産運用 |
| 資本市場規制 |
| 金融 |
資格/会員
| Admitted to the Korean Bar (2021) |
言語
主要事例
[Regulatory matters]
- Participated in regular inspections of securities companies and urgent on-site inspections concerning financial incidents.
- Conducted inspections of improper business practices by IPO underwriters
- Reviewed regulatory issues relating to real estate NPL funds
- Conducted inspections of improper business practices by private fund management companies
- Handled enforcement and sanction proceedings involving securities companies, asset management companies, private fund management companies, and innovative financial service providers
- Contributed to the development of liability-sharing standards for non-face-to-face financial incidents