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Recently reviewed Professionals
Yong Jin Kim is an attorney in Lee & Ko’s Banking & Finance Practice Group. He advises clients on a broad range of financial regulatory matters, including regulatory supervision, inspections, investigations, enforcement actions, sanctions, and financial dispute resolution. Prior to joining Lee & Ko, Mr. Kim served for four years at the Financial Supervisory Service, where he gained hands-on experience in regulatory inspections and enforcement matters involving securities companies, asset management companies, private fund managers, and other financial institutions. His experience also includes financial dispute resolution matters involving investment products, banks, and other financial institutions. Drawing on his regulatory experience at the FSS, Mr. Kim provides practical and strategic advice to financial institutions and market participants on regulatory compliance, inspections, sanctions, and dispute-related issues.
Representative Matters
[Regulatory matters]
Participated in regular inspections of securities companies and urgent on-site inspections concerning financial incidents.
Conducted inspections of improper business practices by IPO underwriters
Reviewed regulatory issues relating to real estate NPL funds
Conducted inspections of improper business practices by private fund management companies
Handled enforcement and sanction proceedings involving securities companies, asset management companies, private fund management companies, and innovative financial service providers
Contributed to the development of liability-sharing standards for non-face-to-face financial incidents
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Education
2021 Sogang University Law School – J.D.
2017 Korea University – B.A. in International Studies
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Work Experience
2026-Present Lee & Ko
2022-2026 Financial Supervisory Service
-2024-2026 Financial Investment Examination Department 2
-2022-2023 Dispute Settlement Department 3(Investment Team and Bank Team)
2021 Myeongji
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Admissions & Qualifications
2021 Admitted to the Korean Bar
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Languages
Korean and English