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Recently reviewed Professionals
Hyo Seon Kim is an associate in Lee & Ko’s Financial Regulation Group. She advises financial investment companies, banks and other financial market participants on a broad range of financial regulatory matters, including licensing, examinations, investigations, sanctions and compliance.

Prior to joining Lee & Ko, Ms. Kim worked at the Financial Supervisory Service (FSS), where she conducted examinations and handled sanctions-related matters involving securities firms, asset management companies and general private fund asset management companies. She also gained hands-on experience at a commercial bank for three years. Drawing on her regulatory and banking experience, Ms. Kim advises financial institutions on regulatory compliance, supervisory response and related matters.
主要业绩
[Financial Regulatory and Compliance]
Examinations of unfair business practices at securities companies and asset management companies
Examinations of financial incidents at securities companies and asset management companies
Examinations of internal controls at general private fund asset management companies
Sanctions and regulatory actions against asset management companies, general private fund asset management companies, and other financial institutions
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学历
2024 Sungkyunkwan University Law School – J.D.
2017 Seoul National University – B.A. in Economics
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经历
2026-Present Lee & Ko
2024-2026 Financial Investment Examination Department 2, Financial Supervisory Service
2017-2020 Shinhan Bank
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资格/会员
2024 Admitted to the Korean Bar
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语言
Korean and English