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Associate
| TEL |
+82-2-6386-7868 |
| E-MAIL |
hyoseon.kim@leeko.com |
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Hyo Seon Kim is an associate in Lee & Ko’s Financial Regulation Group. She advises financial investment companies, banks and other financial market participants on a broad range of financial regulatory matters, including licensing, examinations, investigations, sanctions and compliance.
Prior to joining Lee & Ko, Ms. Kim worked at the Financial Supervisory Service (FSS), where she conducted examinations and handled sanctions-related matters involving securities firms, asset management companies and general private fund asset management companies. She also gained hands-on experience at a commercial bank for three years. Drawing on her regulatory and banking experience, Ms. Kim advises financial institutions on regulatory compliance, supervisory response and related matters.
学历
| 2024 |
Sungkyunkwan University Law School – J.D. |
| 2017 |
Seoul National University – B.A. in Economics |
经历
| 2026-Present |
Lee & Ko |
| 2024-2026 |
Financial Investment Examination Department 2, Financial Supervisory Service |
| 2017-2020 |
Shinhan Bank |
主要业务方向
| 金融规制 |
| 资产管理 |
| 资本市场 |
| 资本市场规制 |
| 银行·金融控股公司 |
| 金融 |
| 证券 |
资格/会员
| Admitted to the Korean Bar (2024) |
语言
主要业绩
[Financial Regulatory and Compliance]
- Examinations of unfair business practices at securities companies and asset management companies
- Examinations of financial incidents at securities companies and asset management companies
- Examinations of internal controls at general private fund asset management companies
- Sanctions and regulatory actions against asset management companies, general private fund asset management companies, and other financial institutions