Partner
Ok Pyeong JE
Financial Compliance
Ok Pyeong Je is a financial regulatory attorney who heads the Financial Regulatory Practice Team at Lee & Ko. He advises financial institutions across the full range of financial regulatory matters, including examinations and sanctions by the Financial Supervisory Service (FSS), licensing and regulatory approvals, unfair trading investigations, accounting reviews, financial dispute mediation and internal controls.
Mr. Je served at the FSS from 2013 to 2018 and was subsequently in private practice before joining Lee & Ko in 2026. He currently serves on the Legal Advisory Committee of the Financial Services Commission (FSC) and the No-Action Letter Review Committee of the FSS, and has served as an expert member for financial dispute mediation at the FSS since 2018.
Mr. Je served at the FSS from 2013 to 2018 and was subsequently in private practice before joining Lee & Ko in 2026. He currently serves on the Legal Advisory Committee of the Financial Services Commission (FSC) and the No-Action Letter Review Committee of the FSS, and has served as an expert member for financial dispute mediation at the FSS since 2018.
主要事例
- Advised financial institutions on examinations and sanctions by the Financial Supervisory Service
- Advised on licensing matters, including new business licenses and approvals of changes in major shareholders
- Advised on responses to unfair trading investigations in the capital markets
- Advised financial institutions on financial dispute mediation
- Advised on the implementation of Responsibilities Maps
- Provided internal control consulting
学歴
| 2009 | Judicial Research & Training Institute, Supreme Court of Korea |
|---|---|
| 2007 | Graduate School, Korea University – LL.M. |
| 1999 | Korea University – LL.B. |
経歴
| 2026-Present | Lee & Ko |
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| 2018-2026 | Yoon & Yang LLC |
| 2013-2018 | Financial Supervisory Service (FSS) |
| 2010-2013 | Korea Asset Management Corporation (KAMCO) |
| 2009-2010 | STX panocean |
言語
| Korean and English |
受賞実績
| 2025 | “Best Lawyer” in Finance by Hankyung Business |
|---|---|
| 2023 | Commendation from the Chairman of the Financial Services Commission |
| 2015 | Commendation from the Governor of the Financial Supervisory Service |
著書/活動
- Legal Advisory Committee Member, Financial Services Commission (2025–Present)
- Member, No-Action Letter Review Committee, Financial Supervisory Service (2026–Present)
- Expert Member, Financial Dispute Mediation, Financial Supervisory Service (2018–Present)
- Private Sector Member (Securities Subcommittee), State Property Policy Deliberation Committee, Ministry of Finance and Economy (Aug. 2022–Aug. 2026)
- Member, Expert Task Force on Improving the Administrative Fine System, Financial Services Commission (2023)
- Member, Task Force on Improving the Money Lending Business Framework, Financial Services Commission (2021)
- Master’s Thesis: “A Study on the Limits of Administrative Information Sharing: Focusing on Restrictions on the Right to Informational Self-Determination and Their Limits” (2007)
