Senior Consultant
Sungkyun KIM
Financial Compliance
Recently reviewed Professionals
Prior to joining Lee & Ko, Sungkyun Kim was with Financial Supervisory Service for over 20 years. During his years of service at FSS, he has accumulated practical experience and expertise in various financial regulatory matters relating to banking, securities, insurance, and consumer protection.
He provides legal analysis and solutions to clients on investigation, inspection and sanction of financial regulatory matters relating to banking activities, issuance of securities and corporate disclosures, and examination of banks and financial holding companies. While at FSS, Sungkyun Kim also participated in the enactment of laws and regulations relating the protection of financial consumers. Based on that experience, he provides consulting advice on business conduct compliance matters to financial companies, mediation of disputes in the capital market between financial companies and financial consumers and general financial dispute matters.
He provides legal analysis and solutions to clients on investigation, inspection and sanction of financial regulatory matters relating to banking activities, issuance of securities and corporate disclosures, and examination of banks and financial holding companies. While at FSS, Sungkyun Kim also participated in the enactment of laws and regulations relating the protection of financial consumers. Based on that experience, he provides consulting advice on business conduct compliance matters to financial companies, mediation of disputes in the capital market between financial companies and financial consumers and general financial dispute matters.
Education
| 2015 | Graduate School of Sungkyunkwan University - Ph.D. in Law |
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| 2011 | Graduate School of Korea University – M.A. in Law |
| 2001 | Korea University - B.A. in Business Administration |
Work Experience
| 2022-Present | Lee & Ko |
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| 2020-2022 | Bank Examination Department 1, Team Head in FSS |
| 2017-2020 | Financial Consumer Protection Department, Team Head in FSS |
| 2015-2017 | Bank Examination Department 1 in FSS |
| 2012-2015 | Micro-Credit Support Department in FSS |
| 2009-2010 | Dispatch at Financial Supervisory Committee |
| 2008-2009 | Dispute Settlement Department in FSS |
| 2006-2008 | Disclosure Supervision Department, Disclosure Review Office in FSS |
| 2001-2002 | Insurance Supervision Department In FSS |
Languages
| Korean and English |
Awards and Recognitions
| 2012 | Official commendation from the President of Korea for contribution to innovation in finance area |
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| 2009 | Official commendation from the Minister of Strategy and Finance of Korea |
| 2006 | Official commendation from the Chairman of Financial Services Commission of Korea |
Publications / Presentations / ETC
- Back-door listing; The Current State, Issues & Possibilities of Improvement (December 2011, Department of Law Graduate School Korea University)
